Karl Chapman
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Curriculum Vitae
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Address:
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8 Navigation Yard
Chelmsford
Essex, UK
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Phone:
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+44 7902 933 049
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E-mail:
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chapman10000@gmail.com
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Date of Birth:
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25 May 1978
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Nationality
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British
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Flight Time
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Pilot
in command
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104
hrs 40 mins
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Multi engine(DA42):
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28 hrs 30 mins
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Night
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25
hrs 20 mins
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Single engine:
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190 hrs 35 mins
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Simulator
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44 hrs 50 mins
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Total flight time:
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219 hrs 05 mins
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Flight Experience
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December
2012
April
2013
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EASA
Class 1 Medical
MCC Certificate.
Pathfinders / CTC Simulators Southampton
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(valid
till 18/12/2013)
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December
2012
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Stapleford
Flight School
EASA MEP/IR
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October 2011
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Stapleford
Flight School
EASA CPL
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2009 – Aug 2010
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Bristol
Ground School
JAA ATPL Ground School
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June 2008
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Ormond
Beach Aviation
JAA PPL
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Education
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1997-
2001
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University
– University of Cardiff, Cardiff UK
BA
Hons Business & IT Management 2:2
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1995- 1997
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College
(A-Levels) – Ivy bridge Community College, Devon, UK
Business
(D), Geography (D), General Studies (D)
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1990-1995
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Secondary
School (GCSE’s) - Ivy bridge Community College, Devon, UK
8 GCSE’s passes at Grade C and above
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Employment History
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Jan
2008 – Present Jan
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Aviation Finance Analyst, Royal Bank of Scotland, London
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2007 – Dec 2007 Sept
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Analyst, Merrill Lynch Investment Bank, London
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2006 – Dec 2006
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Analyst, UBS Investment Bank, London
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Personal Details
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Nationality:
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British
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Languages:
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English and Intermediate Portuguese
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Martial
Status:
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Single
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Availability:
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Immediately
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Interests:
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Skydiving (600 jumps completed) Surfing, Bungee Jumping. Trained
for the Royal Marine Commando Reserves, Open water diving, Climbed MT
Kilimanjaro raising over £6000 for charity (Dream is to climb Mount Everest)
NAME: Karl
Chapman
TELEPHONE: 07967
296 647 Home 01245 492681
EMAIL: chapman10000@gmail.com
EDUCATION:
1997-2001 University of Wales
Business School, Cardiff
BA
(Hons) Business Studies with Information Systems Management 2:2
PROFESSIONAL
QUALIFICATIONS:
April
2002 Financial
Planning Certificate 1
March
2004 SI Regulatory
Paper
PROFESSIONAL
COURSES ATTENDED:
Convertible
Structure Arbitrage (Dr Andrew Street)
PRODUCT KNOWLEDGE
Exotic Based Products, Equities, Mini
Certificates, Warrants, Convertible Bonds, Futures and Options, Equity Swaps,
Capped Bonus Certs, CFD’s.
EMPLOYMENT
HISTORY:
Sept
2010 – Present
Non Core Analyst Aviation Capital Finance
Jan
2008 – July 2010
Equity Derivatives Front Office Support Covering
Exotics/Certs/Funds/Volatility Based Products
·
Pricing and Fixing Monte Carlo Exotic Products
(1200) Products fixed twice a day, Involved checking Reuters vs Bloomberg
prices
and Investigating all differences due to Corporate actions etc.
·
Use of SQL programming to upload info in
to Front Office Support Systems.
·
Check Exotic Fixing Holidays and rolling
all Constituent Underlying Equities.
·
Updating Funding Rate Levels in Front
Office Systems.
·
Trade Recap for Tier One Clients.
·
Responsible for Setting up all new Issues
across Certs/Volatility and Exotic desk.
·
Informing relevant exchanges of updated
Strike/Stop loss levels of Mini Cert products.
·
Setting Up all Commodity Futures and
Options in Front Office systems and checking Fair Value Calculations.
·
Expiring Commodity futures and rolling
contracts into new months within Front Office systems and ensuring Deltas are
correct for
Mini Certs and notifying exchanges of future Stop
loss and Financing Levels.
·
Extension Project work due to the Merger
between ABN and RBS (including moving Positions from RBS onto ABN
systems
ensuring all positions are
correct, P+L is correct and Market feeds are accurate and up to date.
·
Management of entire New Issues process
from product origination to exchange listing. Responsible for continuous process
improvement.
·
Management, Verification and Reporting
of all barrier breaches on Retail Derivatives.
·
·
Confirmation of Funds price and
capturing positions, fees and P&L in the Front Office system.
·
Resolution of front to back breaks
(FOBO’s) involving dividends, coupon rates, cash flows and positions.
·
Creation of static instruments such as Swaps,
Equities,Futures, CPPIs and CPNs in Front Office system.
·
Maintenance of an events calendar and
subsequent processing post issue.
·
Performing Gap analysis to analyse gaps
between funds and indexes they track.
·
Booking Corporate Actions (stock splits,
special cash dividend, rights offerings)
·
Management, calculation and booking of
licence & brokerage fees.
·
Daily sourcing of Funding, FX rates and
Exotic Fixing rates from Bloomberg and uploading into Front Office system.
JAN
2007 – Dec 2008 MERRILL
LYNCH, KING EDWARD STREET, LONDON
CFD/Equity Swaps Desk Support
Duties:
·
Booking
Sector, Equity and Portfolio Swaps
·
Calculating
daily P&L for CFD / TRS / Portfolio Swaps
·
Confirming
swap cash flows with clients
·
Resetting/Terminating
equity swaps
·
Answering
ad hoc trader and client queries
·
Liaising
with clients, confirming and booking Corporate actions events into swaps
·
Notifying
clients of upcoming events
·
Prepare
PDF versions of the notices for each client and liaise with client services
·
Answer
ad-hoc queries clients have regarding Corp Action events
·
Monitoring
deadlines on Voluntary events
·
Monitoring
elections-centralising the elections sent by the Client service reps
·
Liaising
with CA on those elections
·
CA
booking into CFD system,
·
Analysis
of workflow and implementation of process improvements
·
Participating
in ongoing projects
·
Producing
Swap Term Sheets
·
Ability
to work under pressure with good time management and ability to work to time
constraints
SEPT
2006 – DEC 2006- 3 Month Contract
Equity
Trade Support Analyst
Duties:
·
Continuously improve processes to
increase STP and eliminate waste.
·
Understanding of Front to back processes
for Equities and associated hedges (ETD, Swaps, OTC)
·
Minimise risk within the area - by
making sure that all necessary controls are being carried out e.g. resolving
intersystem breaks daily, monitoring and clearing Front Office trade flow
exceptions, helping front office and operations teams resolve any other
exceptions in a timely manner with appropriate prioritization.
·
To understand and carry out all
day-to-day processes within the cash equity team.
·
Primary point of contact for the traders
with regards to Operations questions.
·
Risk management from a trading
perspective and Operations.
·
Manage static data amendments and User
ID amendments within Front Office systems.
July
2006 to Sept 2006: Upon taking voluntary redundancy I commenced a skydiving
course and came back to the city to work at
NOVEMBER
2002 – JUNE 2006
CITIGROUP
GLOBAL MARKETS LONDON
Convertible
Bonds Desk Trading Assistant- Supporting 6 Traders and 9 sales person
(Globally)
Duties:
·
Providing full trading floor operational
and administrative support to the Convertible Bonds/Equity trading desk.
·
Responsible for managing a STP
initiative throughout the Converts desk.
·
Safe Sql Programming to setup new issues
into mainframe pricing Front Office pricing systems
·
Liaison with salespeople, traders to
ensure timely execution of electronic order flows.
·
Working with audit teams to provide full
support with regards to regulatory audit requirements.
·
Ensuring timely ticketing of trades and
the onward delivery of telexas and trade confirmations on to clients.
·
Monitoring recap of previous day’s
business. Anticipating and eliminating problems.
·
Keying trades into various front-end
systems. Ticketing of trades (sub-allocations).
·
Trade Settlement- liaison with support
departments for global markets.
·
Desk Administration – Opening new
accounts, completing account updates, getting appropriate authorisation,
tickets and other admin matters.
·
Telephone coverage, dealing with client
queries, system problems and requests for information. Maintaining MIS stats and updating databases.
·
Responsible for the desks FX trading
activities.
·
Involved in
coming up with new business/trading strategies for Senior Management with
regards to CFDS and corporate actions
·
Collation and publication of relative
data for each specific Corporate Action issue from information provided by Operations Group.
This includes:
o Proactive deadline monitoring on all voluntary events to ensure
no instruction is missed
o Participation
on Operations conference calls and attending meetings when required
o Monitoring
and oversight of all asset servicing entries that hit accounts and timely
communication of any errors or reversals
o All-inclusive
monitoring of Convertible funges and adhoc conversions to ensure the desk took
advantage of converting cum-dividend
·
Support for all
voluntary events where the Convertible trading desk intended to take advantage
of unelected positions for Arbitrage purposes
·
Reconciliation
of the desks security holdings on numerous internal systems across all
entities.
·
Ensuring correct
payment and reconciliation of all entitlements due to Firm and Prop trading
books against receipts on securities and proceeds that would be subject to
corporate actions.
·
Allocation of
new securities to CB trading accounts where stock is received as the result of
a corporate action.
·
Liaise with
internal and, where necessary, market counterparts to achieve satisfaction of
claims due in respect of fixed income trades, propriety trading, stock lending
and repo’s.
·
Involved with
training new joiners on the desk with regards to the Corporate Action
processes, procedures and controls
·
Reconciliations
between the relevant systems on a daily, weekly and monthly basis.
JUNE
2002 – SEPT 2002 DEUTSCHE BANK,
LONDON (Temp Contract)
Commodities
and Precious Metals Analyst
·
Input of customer and broker trades.
·
Input of Foreign Exchange Trades.
·
Input of Bullion Trades.
·
Investigating and solving matching
queries.
·
Communicating with Account Executives
and Dealers.
·
Knowledgeable of LME Matching rules and
regulations.
·
Monitoring Dealers positions.
·
Producing statistical spreadsheets.
·
Declaration and Abandonment of LME
options.
·
Monthly processing of Average Accounts.
·
Reconcilation of AE and Dealer paper
flow.
·
Attending the daily London Gold Fix.
JULY 2001 –
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